Unclaimed Profile

Derek A Kessen

STEWARD ADVISORS GROUP, LLC·HALFMOON, New York

SIE, Series 7, Series 65, Series 66Clean record4 years registeredSTEWARD ADVISORS GROUP, LLC

139 MEYER ROAD, HALFMOON, NY 12065CRD# 5445194Firm CRD# 321846

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek A Kessen · HALFMOON, NY

Registration

CRD #5445194 · STEWARD ADVISORS GROUP, LLC · 4 years registered

Brand Profile

Not yet started

Career History

STEWARD ADVISORS GROUP, LLC

Nov 2022 – present

STEWARD ADVISORS GROUP, LLC

Jul 2022 – Nov 2022

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · July 26, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEWARD ADVISORS GROUP, LLC

CRD 321846 · SEC 801-125950

AUM

$36M

Regulatory assets under management

Employees

121 client accounts

Services offered by STEWARD ADVISORS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEWARD ADVISORS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Derek A Kessen offer?

Derek A Kessen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HALFMOON, New York for a consultation.

What are Derek A Kessen's credentials?

Derek A Kessen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek A Kessen located?

Derek A Kessen is based in HALFMOON, New York, working with STEWARD ADVISORS GROUP, LLC. Their office serves clients in the HALFMOON metropolitan area and surrounding communities.

How does Derek A Kessen charge for services?

Derek A Kessen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEWARD ADVISORS GROUP, LLC?

STEWARD ADVISORS GROUP, LLC has approximately 9 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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