Unclaimed Profile

Robert James Murphy

UNITED ASSET STRATEGIES INC.·GARDEN CITY, New York

SIE, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 63, Series 65CFPClean record23 years registeredUNITED ASSET STRATEGIES INC.

377 OAK STREET, GARDEN CITY, NY 11530CRD# 2280324Firm CRD# 107434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Murphy · GARDEN CITY, NY

Registration

CRD #2280324 · UNITED ASSET STRATEGIES INC. · 23 years registered

Brand Profile

Not yet started

Career History

UNITED ASSET STRATEGIES INC.

Mar 2022 – present

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Apr 2006 – Dec 2020

SHORT HILLS, NJ

TD AMERITRADE, INC.

May 2003 – Jan 2021

short hills, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · May 1, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED ASSET STRATEGIES INC.

CRD 107434 · SEC 801-41464

AUM

$1.7B

Regulatory assets under management

Employees

3,931 client accounts

Services offered by UNITED ASSET STRATEGIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UNITED ASSET STRATEGIES INC. →

Introduction

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Frequently Asked Questions

What services does Robert James Murphy offer?

Robert James Murphy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Robert James Murphy's credentials?

Robert James Murphy holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert James Murphy located?

Robert James Murphy is based in GARDEN CITY, New York, working with UNITED ASSET STRATEGIES INC.. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Robert James Murphy charge for services?

Robert James Murphy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED ASSET STRATEGIES INC.?

UNITED ASSET STRATEGIES INC. has approximately 32 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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