Unclaimed Profile

Michael Victor Riccardi

UNITED ASSET STRATEGIES INC.·GARDEN CITY, New York

Series 7, Series 63, Series 65Clean record23 years registeredUNITED ASSET STRATEGIES INC.

377 OAK STREET, GARDEN CITY, NY 11530CRD# 2238771Firm CRD# 107434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Victor Riccardi · GARDEN CITY, NY

Registration

CRD #2238771 · UNITED ASSET STRATEGIES INC. · 23 years registered

Brand Profile

Not yet started

Career History

UNITED ASSET STRATEGIES INC.

Jul 2021 – present

PINNACLE ASSOCIATES, LTD.

Oct 2002 – Mar 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 28, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED ASSET STRATEGIES INC.

CRD 107434 · SEC 801-41464

AUM

$1.7B

Regulatory assets under management

Employees

3,931 client accounts

Services offered by UNITED ASSET STRATEGIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UNITED ASSET STRATEGIES INC. →

Introduction

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Frequently Asked Questions

What services does Michael Victor Riccardi offer?

Michael Victor Riccardi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Michael Victor Riccardi's credentials?

Michael Victor Riccardi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Victor Riccardi located?

Michael Victor Riccardi is based in GARDEN CITY, New York, working with UNITED ASSET STRATEGIES INC.. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Michael Victor Riccardi charge for services?

Michael Victor Riccardi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED ASSET STRATEGIES INC.?

UNITED ASSET STRATEGIES INC. has approximately 32 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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