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Julie Li-Yuen Ku

FIRSTRADE ADVISOR, LLC·FLUSHING, New York
SIE, Series 7, Series 11, Series 63, Series 99TOClean recordFIRSTRADE ADVISOR, LLC
30-50 WHITESTONE EXPRESSWAY, FLUSHING, NY 11354CRD# 1939433Firm CRD# 282937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Julie Li-Yuen Ku · FLUSHING, NY
Registration
CRD #1939433 · FIRSTRADE ADVISOR, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 11
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRSTRADE ADVISOR, LLC
CRD 282937 · SEC 801-112378
Employees
3
Total firm employees
Services offered by FIRSTRADE ADVISOR, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at FIRSTRADE ADVISOR, LLC →
Introduction

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04

Frequently Asked Questions

What services does Julie Li-Yuen Ku offer?
Julie Li-Yuen Ku specializes in Investment Management, Fee-Only Advisory. Contact their office in FLUSHING, New York for a consultation.
What are Julie Li-Yuen Ku's credentials?
Julie Li-Yuen Ku is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Julie Li-Yuen Ku located?
Julie Li-Yuen Ku is based in FLUSHING, New York, working with FIRSTRADE ADVISOR, LLC. Their office serves clients in the FLUSHING metropolitan area and surrounding communities.
How does Julie Li-Yuen Ku charge for services?
Julie Li-Yuen Ku's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRSTRADE ADVISOR, LLC?
FIRSTRADE ADVISOR, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRSTRADE ADVISOR, LLC

David Mack
FLUSHING, NY
Eng Yen Lian
FLUSHING, NY
John Liu
FLUSHING, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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