Unclaimed Profile

Eng Yen Lian

FIRSTRADE ADVISOR, LLC·FLUSHING, New York

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 42, Series 63, Series 66Clean record22 years registeredFIRSTRADE ADVISOR, LLC

30-50 WHITESTONE EXPRESSWAY, FLUSHING, NY 11354CRD# 2593938Firm CRD# 282937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eng Yen Lian · FLUSHING, NY

Registration

CRD #2593938 · FIRSTRADE ADVISOR, LLC · 22 years registered

Brand Profile

Not yet started

Career History

EDWARD JONES

Nov 2023 – present

CITIZENS SECURITIES, INC.

May 2022 – Jun 2023

EDISON, NJ

HSBC SECURITIES (USA) INC.

Feb 2020 – Feb 2022

Arlington Heights, IL

CITIGROUP GLOBAL MARKETS INC.

Mar 2017 – Nov 2019

Elmhurst, NY

FIRSTRADE ADVISOR, LLC

Apr 2016 – May 2016

FLUSHING, NY

CITIGROUP GLOBAL MARKETS INC.

May 2007 – May 2014

EAST BRUNSWICK, NJ

CITICORP INVESTMENT SERVICES

Mar 2007 – May 2007

ELMHURST, NY

HSBC SECURITIES (USA) INC.

Jun 2006 – Nov 2006

NEW YORK, NY

TD WATERHOUSE INVESTOR SERVICES, INC.

Jun 2004 – Oct 2004

RED BANK, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 42

Series 63

Series 66

Registration record

First registered · June 17, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRSTRADE ADVISOR, LLC

CRD 282937 · SEC 801-112378

Employees

Total firm employees

Services offered by FIRSTRADE ADVISOR, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIRSTRADE ADVISOR, LLC →

Introduction

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Frequently Asked Questions

What services does Eng Yen Lian offer?

Eng Yen Lian specializes in Investment Management, Fee-Only Advisory. Contact their office in FLUSHING, New York for a consultation.

What are Eng Yen Lian's credentials?

Eng Yen Lian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eng Yen Lian located?

Eng Yen Lian is based in FLUSHING, New York, working with FIRSTRADE ADVISOR, LLC. Their office serves clients in the FLUSHING metropolitan area and surrounding communities.

How does Eng Yen Lian charge for services?

Eng Yen Lian's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRSTRADE ADVISOR, LLC?

FIRSTRADE ADVISOR, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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