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John Liu

FIRSTRADE ADVISOR, LLC·FLUSHING, New York
SIE, Series 3, Series 4, Series 7, Series 24, Series 63, Series 99TOClean recordFIRSTRADE ADVISOR, LLC
30-50 WHITESTONE EXPRESSWAY, FLUSHING, NY 11354CRD# 712988Firm CRD# 282937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Liu · FLUSHING, NY
Registration
CRD #712988 · FIRSTRADE ADVISOR, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRSTRADE ADVISOR, LLC
CRD 282937 · SEC 801-112378
Employees
3
Total firm employees
Services offered by FIRSTRADE ADVISOR, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at FIRSTRADE ADVISOR, LLC →
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04

Frequently Asked Questions

What services does John Liu offer?
John Liu specializes in Investment Management, Fee-Only Advisory. Contact their office in FLUSHING, New York for a consultation.
What are John Liu's credentials?
John Liu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Liu located?
John Liu is based in FLUSHING, New York, working with FIRSTRADE ADVISOR, LLC. Their office serves clients in the FLUSHING metropolitan area and surrounding communities.
How does John Liu charge for services?
John Liu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRSTRADE ADVISOR, LLC?
FIRSTRADE ADVISOR, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRSTRADE ADVISOR, LLC

David Mack
FLUSHING, NY
Eng Yen Lian
FLUSHING, NY
Julie Li-Yuen Ku
FLUSHING, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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