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Thomas Gerard Faranda

HUDSON VIEW ADVISORS, LLC·CROTON-ON-HUDSON, New York
SIE, Series 6, Series 7, Series 63ChFCClean record24 years registeredHUDSON VIEW ADVISORS, LLC
132 MAPLE ST., CROTON-ON-HUDSON, NY 10520CRD# 1040746Firm CRD# 288839

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Gerard Faranda · CROTON-ON-HUDSON, NY
Registration
CRD #1040746 · HUDSON VIEW ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

HUDSON VIEW ADVISORS, LLC
Oct 2021 – present
MML INVESTORS SERVICES, LLC
Mar 2017 – Oct 2017
CROTON, NY
MSI FINANCIAL SERVICES, INC.
Jan 2015 – Mar 2017
CROTON, NY
NEW ENGLAND SECURITIES CORPORATION
Jun 2002 – Jan 2015
CROTON, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · June 21, 2002
Years registered · 24
Professional designation · ChFC
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HUDSON VIEW ADVISORS, LLC
CRD 288839 · SEC 801-111035
AUM
$46M
Regulatory assets under management
Employees
1
201 client accounts
Services offered by HUDSON VIEW ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HUDSON VIEW ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Thomas Gerard Faranda offer?
Thomas Gerard Faranda specializes in Financial Planning, Investment Management. Contact their office in CROTON-ON-HUDSON, New York for a consultation.
What are Thomas Gerard Faranda's credentials?
Thomas Gerard Faranda holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Thomas Gerard Faranda located?
Thomas Gerard Faranda is based in CROTON-ON-HUDSON, New York, working with HUDSON VIEW ADVISORS, LLC. Their office serves clients in the CROTON-ON-HUDSON metropolitan area and surrounding communities.
How does Thomas Gerard Faranda charge for services?
Thomas Gerard Faranda's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HUDSON VIEW ADVISORS, LLC?
HUDSON VIEW ADVISORS, LLC has approximately 1 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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