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Frederick William Peterson

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.·CROTON-ON-HUDSON, New York
SIE, Series 6, Series 26, Series 63Clean recordHUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE, CROTON-ON-HUDSON, NY 10520CRD# 1420142Firm CRD# 44357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frederick William Peterson · CROTON-ON-HUDSON, NY
Registration
CRD #1420142 · HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
CRD 44357 · SEC 801-64064
AUM
$114M
Regulatory assets under management
Employees
13
433 client accounts
Services offered by HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HUDSON HERITAGE CAPITAL MANAGEMENT, INC. →
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Frequently Asked Questions

What services does Frederick William Peterson offer?
Frederick William Peterson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CROTON-ON-HUDSON, New York for a consultation.
What are Frederick William Peterson's credentials?
Frederick William Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederick William Peterson located?
Frederick William Peterson is based in CROTON-ON-HUDSON, New York, working with HUDSON HERITAGE CAPITAL MANAGEMENT, INC.. Their office serves clients in the CROTON-ON-HUDSON metropolitan area and surrounding communities.
How does Frederick William Peterson charge for services?
Frederick William Peterson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HUDSON HERITAGE CAPITAL MANAGEMENT, INC.?
HUDSON HERITAGE CAPITAL MANAGEMENT, INC. has approximately 13 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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