Unclaimed Profile

Alan Richard Mollot

MOLLOT & HARDY, INC.·AMHERST, New York

SIE, Series 1, Series 6TO, Series 7, Series 22TO, Series 24, Series 51, Series 63, Series 72CFP ChFCClean record14 years registeredMOLLOT & HARDY, INC.

646 N. FRENCH RD, AMHERST, NY 14228CRD# 816494Firm CRD# 128377

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Richard Mollot · AMHERST, NY

Registration

CRD #816494 · MOLLOT & HARDY, INC. · 14 years registered

Brand Profile

Not yet started

Career History

MOLLOT & HARDY, INC.

Jan 2024 – present

OSAIC WEALTH, INC.

Nov 2023 – present

MOLLOT & HARDY, INC.

May 2023 – Dec 2023

AMHERST, NY

FSC SECURITIES CORPORATION

Feb 2012 – Nov 2023

AMHERST, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 6TO

Series 7

Series 22TO

Series 24

Series 51

Series 63

Series 72

Registration record

First registered · February 1, 2012

Years registered · 14

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOLLOT & HARDY, INC.

CRD 128377 · SEC 801-112787

AUM

$78M

Regulatory assets under management

Employees

236 client accounts

Services offered by MOLLOT & HARDY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOLLOT & HARDY, INC. →

Introduction

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Frequently Asked Questions

What services does Alan Richard Mollot offer?

Alan Richard Mollot specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in AMHERST, New York for a consultation.

What are Alan Richard Mollot's credentials?

Alan Richard Mollot holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alan Richard Mollot located?

Alan Richard Mollot is based in AMHERST, New York, working with MOLLOT & HARDY, INC.. Their office serves clients in the AMHERST metropolitan area and surrounding communities.

How does Alan Richard Mollot charge for services?

Alan Richard Mollot's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOLLOT & HARDY, INC.?

MOLLOT & HARDY, INC. has approximately 3 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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