Unclaimed Profile

Peter Michael Ferriello

MOLLOT & HARDY, INC.·AMHERST, New York

SIE, Series 7, Series 31, Series 65, Series 66CFP19 years registeredMOLLOT & HARDY, INC.

646 N. FRENCH RD, AMHERST, NY 14228CRD# 4970081Firm CRD# 128377

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Michael Ferriello · AMHERST, NY

Registration

CRD #4970081 · MOLLOT & HARDY, INC. · 19 years registered

Brand Profile

Not yet started

Career History

ASHWORTH WEALTH, LLC

Sep 2020 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Sep 2020 – Sep 2020

SCOTTSDALE, AZ

FSC SECURITIES CORPORATION

May 2016 – Sep 2020

SALT LAKE CITY, UT

J.P. MORGAN SECURITIES LLC

Oct 2012 – May 2016

POMONA, NY

CHASE INVESTMENT SERVICES CORP.

May 2008 – Oct 2012

POMONA, NY

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Mar 2008

PEARL RIVER, NY

MORGAN STANLEY

Feb 2007 – Apr 2007

PEARL RIVER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 65

Series 66

Registration record

First registered · February 28, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

2016Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MOLLOT & HARDY, INC.

CRD 128377 · SEC 801-112787

AUM

$78M

Regulatory assets under management

Employees

236 client accounts

Services offered by MOLLOT & HARDY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOLLOT & HARDY, INC. →

Introduction

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Frequently Asked Questions

What services does Peter Michael Ferriello offer?

Peter Michael Ferriello specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in AMHERST, New York for a consultation.

What are Peter Michael Ferriello's credentials?

Peter Michael Ferriello holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Peter Michael Ferriello located?

Peter Michael Ferriello is based in AMHERST, New York, working with MOLLOT & HARDY, INC.. Their office serves clients in the AMHERST metropolitan area and surrounding communities.

How does Peter Michael Ferriello charge for services?

Peter Michael Ferriello's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOLLOT & HARDY, INC.?

MOLLOT & HARDY, INC. has approximately 3 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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