Unclaimed Profile

Karin Jeanne Lopez

GRAYPOINT LLC·ALBANY, New York

Series 7, Series 63Clean record5 years registeredGRAYPOINT LLC

4 TOWER PLACE, ALBANY, NY 12203-3710CRD# 4213019Firm CRD# 135950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karin Jeanne Lopez · ALBANY, NY

Registration

CRD #4213019 · GRAYPOINT LLC · 5 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Mar 2026 – present

CERITY PARTNERS LLC

Sep 2025 – present

GRAYPOINT LLC

Mar 2023 – Oct 2025

ALBANY, NY

ARISTA WEALTH ADVISORS, LTD

May 2021 – Mar 2023

ALBANY, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · May 9, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRAYPOINT LLC

CRD 135950 · SEC 801-64417

AUM

$3.9B

Regulatory assets under management

Employees

579 client accounts

Services offered by GRAYPOINT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRAYPOINT LLC →

Introduction

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Frequently Asked Questions

What services does Karin Jeanne Lopez offer?

Karin Jeanne Lopez specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.

What are Karin Jeanne Lopez's credentials?

Karin Jeanne Lopez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karin Jeanne Lopez located?

Karin Jeanne Lopez is based in ALBANY, New York, working with GRAYPOINT LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.

How does Karin Jeanne Lopez charge for services?

Karin Jeanne Lopez's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRAYPOINT LLC?

GRAYPOINT LLC has approximately 57 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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