Unclaimed Profile

Gerald Max Schwartz

ARISTA ADVISORY GROUP, LLC·ALBANY, New York

Series 7, Series 24, Series 63Clean record33 years registeredARISTA ADVISORY GROUP, LLC

255 WASHINGTON AVENUE, ALBANY, NY 12205CRD# 848425Firm CRD# 285722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Max Schwartz · ALBANY, NY

Registration

CRD #848425 · ARISTA ADVISORY GROUP, LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARISTA ADVISORY GROUP, LLC

ARISTA ADVISORY GROUP, LLC

Dec 2016 – Mar 2026

Honolulu, HI

ARISTA INVESTMENT ADVISORS, LTD.

Dec 2014 – Dec 2016

ALBANY, NY

NATHAN & LEWIS SECURITIES, INC.

Feb 1993 – Jan 2003

ALBANY, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · February 12, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARISTA ADVISORY GROUP, LLC

CRD 285722 · SEC 801-108720

AUM

$175M

Regulatory assets under management

Employees

575 client accounts

Services offered by ARISTA ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARISTA ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Gerald Max Schwartz offer?

Gerald Max Schwartz specializes in Financial Planning, Investment Management.

What are Gerald Max Schwartz's credentials?

Gerald Max Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Max Schwartz located?

Gerald Max Schwartz is based in ALBANY, New York, last registered with ARISTA ADVISORY GROUP, LLC.

How does Gerald Max Schwartz charge for services?

Gerald Max Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARISTA ADVISORY GROUP, LLC?

ARISTA ADVISORY GROUP, LLC has approximately 3 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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