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Gerald Max Schwartz

ARISTA ADVISORY GROUP, LLC·ALBANY, New York
Clean recordARISTA ADVISORY GROUP, LLC
255 WASHINGTON AVENUE, ALBANY, NY 12205CRD# 848425Firm CRD# 285722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gerald Max Schwartz · ALBANY, NY
Registration
CRD #848425 · ARISTA ADVISORY GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Gerald Max Schwartz is a registered financial advisor based in ALBANY, New York, affiliated with ARISTA ADVISORY GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ARISTA ADVISORY GROUP, LLC
ARISTA ADVISORY GROUP, LLC
AUM
$175M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at ARISTA ADVISORY GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 848425
Firm CRD# 285722
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gerald Max Schwartz offer?
Gerald Max Schwartz specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.
What are Gerald Max Schwartz's credentials?
Gerald Max Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gerald Max Schwartz located?
Gerald Max Schwartz is based in ALBANY, New York, working with ARISTA ADVISORY GROUP, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.
How does Gerald Max Schwartz charge for services?
Gerald Max Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARISTA ADVISORY GROUP, LLC?
ARISTA ADVISORY GROUP, LLC has approximately 3 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ARISTA ADVISORY GROUP, LLC

Bernard Charles Murphy
ALBANY, NY
Kimberly Marie Mullin
ALBANY, NY

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