Unclaimed Profile

Charles Alan Brown

GRAYPOINT LLC·ALBANY, New York

Series 7, Series 16, Series 63, Series 65Clean record4 years registeredGRAYPOINT LLC

4 TOWER PLACE, ALBANY, NY 12203-3710CRD# 2820171Firm CRD# 135950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Alan Brown · ALBANY, NY

Registration

CRD #2820171 · GRAYPOINT LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRAYPOINT LLC

GRAYPOINT LLC

Sep 2021 – Mar 2023

ALBANY, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 16

Series 63

Series 65

Registration record

First registered · September 7, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRAYPOINT LLC

CRD 135950 · SEC 801-64417

AUM

$3.9B

Regulatory assets under management

Employees

579 client accounts

Services offered by GRAYPOINT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRAYPOINT LLC →

Introduction

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Frequently Asked Questions

What services does Charles Alan Brown offer?

Charles Alan Brown specializes in Financial Planning, Investment Management.

What are Charles Alan Brown's credentials?

Charles Alan Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Alan Brown located?

Charles Alan Brown is based in ALBANY, New York, last registered with GRAYPOINT LLC.

How does Charles Alan Brown charge for services?

Charles Alan Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRAYPOINT LLC?

GRAYPOINT LLC has approximately 57 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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