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Douglas James Bauer

ALLSQUARE WEALTH MANAGEMENT, LLC·ALBANY, New York
SIE, Series 2, Series 7, Series 63, Series 65CFPChFC4 years registeredALLSQUARE WEALTH MANAGEMENT, LLC
200 GREAT OAKS BLVD, ALBANY, NY 12203CRD# 1051210Firm CRD# 153591

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas James Bauer · ALBANY, NY
Registration
CRD #1051210 · ALLSQUARE WEALTH MANAGEMENT, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

ALLSQUARE WEALTH MANAGEMENT, LLC
Sep 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 2
Series 7
Series 63
Series 65
Registration record
First registered · September 1, 2021
Years registered · 4
Professional designations · CFP, ChFC
03

Disclosure History

2000Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ALLSQUARE WEALTH MANAGEMENT, LLC
CRD 153591 · SEC 801-71675
AUM
$269M
Regulatory assets under management
Employees
5
454 client accounts
Services offered by ALLSQUARE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALLSQUARE WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Douglas James Bauer offer?
Douglas James Bauer specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.
What are Douglas James Bauer's credentials?
Douglas James Bauer holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Douglas James Bauer located?
Douglas James Bauer is based in ALBANY, New York, working with ALLSQUARE WEALTH MANAGEMENT, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.
How does Douglas James Bauer charge for services?
Douglas James Bauer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLSQUARE WEALTH MANAGEMENT, LLC?
ALLSQUARE WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $269M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALLSQUARE WEALTH MANAGEMENT, LLC

Daniel Douglas Bauer
ALBANY, NY
CFP

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