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Carl Anthony Florio

PARADIGM FUNDS ADVISOR LLC·ALBANY, New York
PARADIGM FUNDS ADVISOR LLC
9 ELK STREET, ALBANY, NY 12207CRD# 4935045Firm CRD# 136481

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl Anthony Florio · ALBANY, NY
Registration
CRD #4935045 · PARADIGM FUNDS ADVISOR LLC
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Carl Anthony Florio is a registered financial advisor based in ALBANY, New York, affiliated with PARADIGM FUNDS ADVISOR LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
PARADIGM FUNDS ADVISOR LLC
PARADIGM FUNDS ADVISOR LLC
AUM
$316M
Regulatory assets under management
Employees
13
Total firm employees
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4935045
Firm CRD# 136481
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carl Anthony Florio offer?
Carl Anthony Florio specializes in Investment Management, Fee-Only Advisory. Contact their office in ALBANY, New York for a consultation.
What are Carl Anthony Florio's credentials?
Carl Anthony Florio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl Anthony Florio located?
Carl Anthony Florio is based in ALBANY, New York, working with PARADIGM FUNDS ADVISOR LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.
How does Carl Anthony Florio charge for services?
Carl Anthony Florio's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PARADIGM FUNDS ADVISOR LLC?
PARADIGM FUNDS ADVISOR LLC has approximately 13 employees and manages $316M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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