Unclaimed Profile

Gregg Alan Miller

PARADIGM FUNDS ADVISOR LLC·ALBANY, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79TO, Series 87, Series 99TOPARADIGM FUNDS ADVISOR LLC

9 ELK STREET, ALBANY, NY 12207CRD# 4163500Firm CRD# 136481

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregg Alan Miller · ALBANY, NY

Registration

CRD #4163500 · PARADIGM FUNDS ADVISOR LLC

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARADIGM FUNDS ADVISOR LLC

PARADIGM CAPITAL MANAGEMENT, INC.

Sep 2025 – Apr 2026

ALBANY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Series 87

Series 99TO

Registration record

First registered · September 25, 2025

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PARADIGM FUNDS ADVISOR LLC

CRD 136481 · SEC 801-64574

AUM

$316M

Regulatory assets under management

Employees

3 client accounts

Services offered by PARADIGM FUNDS ADVISOR LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PARADIGM FUNDS ADVISOR LLC →

Introduction

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Frequently Asked Questions

What services does Gregg Alan Miller offer?

Gregg Alan Miller specializes in Investment Management, Fee-Only Advisory.

What are Gregg Alan Miller's credentials?

Gregg Alan Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregg Alan Miller located?

Gregg Alan Miller is based in ALBANY, New York, last registered with PARADIGM FUNDS ADVISOR LLC.

How does Gregg Alan Miller charge for services?

Gregg Alan Miller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARADIGM FUNDS ADVISOR LLC?

PARADIGM FUNDS ADVISOR LLC has approximately 13 employees and manages $316M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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