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Patrick M Grooms

WESTWIND CAPITAL·LAS CRUCES, New Mexico
SIE, Series 7, Series 66CFPCFAClean record16 years registeredWESTWIND CAPITAL
1800 S. TELSHOR, LAS CRUCES, NM 88011CRD# 5721859Firm CRD# 106802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patrick M Grooms · LAS CRUCES, NM
Registration
CRD #5721859 · WESTWIND CAPITAL · 16 years registered
Brand Profile
Not yet started
01

Career History

WESTWIND CAPITAL
Aug 2016 – present
U.S. BANCORP INVESTMENTS, INC.
Jan 2013 – Aug 2016
CLOVIS, NM
EDWARD JONES
Dec 2009 – Jan 2013
LAS CRUCES, NM
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · December 3, 2009
Years registered · 16
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WESTWIND CAPITAL
CRD 106802 · SEC 801-43661
AUM
$623M
Regulatory assets under management
Employees
7
1,832 client accounts
Services offered by WESTWIND CAPITAL
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WESTWIND CAPITAL →
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05

Frequently Asked Questions

What services does Patrick M Grooms offer?
Patrick M Grooms specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LAS CRUCES, New Mexico for a consultation.
What are Patrick M Grooms's credentials?
Patrick M Grooms holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Patrick M Grooms located?
Patrick M Grooms is based in LAS CRUCES, New Mexico, working with WESTWIND CAPITAL. Their office serves clients in the LAS CRUCES metropolitan area and surrounding communities.
How does Patrick M Grooms charge for services?
Patrick M Grooms's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTWIND CAPITAL?
WESTWIND CAPITAL has approximately 7 employees and manages $623M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTWIND CAPITAL

Eric Marshall Walton
LAS CRUCES, NM
James William Spence
LAS CRUCES, NM

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New Mexico
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Research
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