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Eric Marshall Walton

WESTWIND CAPITAL·LAS CRUCES, New Mexico
Series 7, Series 66Clean record22 years registeredWESTWIND CAPITAL
1800 S. TELSHOR, LAS CRUCES, NM 88011CRD# 4415201Firm CRD# 106802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Marshall Walton · LAS CRUCES, NM
Registration
CRD #4415201 · WESTWIND CAPITAL · 22 years registered
Brand Profile
Not yet started
01

Career History

WESTWIND CAPITAL
Oct 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · October 21, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WESTWIND CAPITAL
CRD 106802 · SEC 801-43661
AUM
$623M
Regulatory assets under management
Employees
7
1,832 client accounts
Services offered by WESTWIND CAPITAL
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WESTWIND CAPITAL →
Introduction

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05

Frequently Asked Questions

What services does Eric Marshall Walton offer?
Eric Marshall Walton specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LAS CRUCES, New Mexico for a consultation.
What are Eric Marshall Walton's credentials?
Eric Marshall Walton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Marshall Walton located?
Eric Marshall Walton is based in LAS CRUCES, New Mexico, working with WESTWIND CAPITAL. Their office serves clients in the LAS CRUCES metropolitan area and surrounding communities.
How does Eric Marshall Walton charge for services?
Eric Marshall Walton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTWIND CAPITAL?
WESTWIND CAPITAL has approximately 7 employees and manages $623M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTWIND CAPITAL

Patrick M Grooms
LAS CRUCES, NM
CFPCFA
James William Spence
LAS CRUCES, NM

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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