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James William Spence

WESTWIND CAPITAL·LAS CRUCES, New Mexico
Clean recordWESTWIND CAPITAL
1800 S. TELSHOR, LAS CRUCES, NM 88011CRD# 1189299Firm CRD# 106802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James William Spence · LAS CRUCES, NM
Registration
CRD #1189299 · WESTWIND CAPITAL
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James William Spence is a registered financial advisor based in LAS CRUCES, New Mexico, affiliated with WESTWIND CAPITAL. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
WESTWIND CAPITAL
WESTWIND CAPITAL
AUM
$623M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WESTWIND CAPITAL →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1189299
Firm CRD# 106802
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James William Spence offer?
James William Spence specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LAS CRUCES, New Mexico for a consultation.
What are James William Spence's credentials?
James William Spence is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Spence located?
James William Spence is based in LAS CRUCES, New Mexico, working with WESTWIND CAPITAL. Their office serves clients in the LAS CRUCES metropolitan area and surrounding communities.
How does James William Spence charge for services?
James William Spence's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTWIND CAPITAL?
WESTWIND CAPITAL has approximately 7 employees and manages $623M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTWIND CAPITAL

Eric Marshall Walton
LAS CRUCES, NM
Scott Frederick Kozney
LAS CRUCES, NM
Sheila Christine Walton
LAS CRUCES, NM
Kristi K Spence
LAS CRUCES, NM
Patrick M Grooms
LAS CRUCES, NM

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New Mexico
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City Guides
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Research
Advisor Fees in New MexicoNational Fee Analysis
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