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Kristi K Spence

SPENCE ASSET MANAGEMENT·LAS CRUCES, New Mexico
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3529 FOOTHILLS ROAD, LAS CRUCES, NM 88011CRD# 5570739Firm CRD# 106802
01

About

Kristi K Spence is a registered financial advisor based in LAS CRUCES, New Mexico, affiliated with SPENCE ASSET MANAGEMENT. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
WESTWIND CAPITAL
WESTWIND CAPITAL
AUM
$623M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WESTWIND CAPITAL →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5570739
Firm CRD# 106802
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kristi K Spence offer?
Kristi K Spence specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LAS CRUCES, New Mexico for a consultation.
What are Kristi K Spence's credentials?
Kristi K Spence is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kristi K Spence located?
Kristi K Spence is based in LAS CRUCES, New Mexico, working with SPENCE ASSET MANAGEMENT. Their office serves clients in the LAS CRUCES metropolitan area and surrounding communities.
How does Kristi K Spence charge for services?
Kristi K Spence's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPENCE ASSET MANAGEMENT?
SPENCE ASSET MANAGEMENT has approximately 7 employees and manages $623M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LAS CRUCES
James William Spence — WESTWIND CAPITALEric Marshall Walton — WESTWIND CAPITALSheila Christine Walton — WESTWIND CAPITALPatrick M Grooms — WESTWIND CAPITALScott Frederick Kozney — WESTWIND CAPITAL
Nearby cities in New Mexico
ALBUQUERQUE (99)SANTA FE (64)SOCORRO (4)CARLSBAD (2)
City Guides
ALBUQUERQUE GuideSANTA FE GuideSOCORRO GuideCARLSBAD Guide
Research
Advisor Fees in New MexicoNational Fee Analysis
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