Unclaimed Profile

Pete D Henderson

TIGEROAK MANAGEMENT, LLC·ALBUQUERQUE, New Mexico

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record32 years registeredTIGEROAK MANAGEMENT, LLC

316 OSUNA ROAD NE, ALBUQUERQUE, NM 87107CRD# 2301206Firm CRD# 330640

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pete D Henderson · ALBUQUERQUE, NM

Registration

CRD #2301206 · TIGEROAK MANAGEMENT, LLC · 32 years registered

Brand Profile

Not yet started

Career History

HS WEALTH PARTNERS

May 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2017 – May 2024

Albuquerque, NM

UBS FINANCIAL SERVICES INC.

Nov 2008 – Dec 2017

ALBUQUERQUE, NM

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Nov 2008

ALBUQUERQUE, NM

MORGAN STANLEY

Apr 1994 – Apr 2007

GALLUP, NM

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · April 6, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIGEROAK MANAGEMENT, LLC

CRD 330640 · SEC 801-129998

AUM

$367M

Regulatory assets under management

Employees

568 client accounts

Services offered by TIGEROAK MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TIGEROAK MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Pete D Henderson offer?

Pete D Henderson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ALBUQUERQUE, New Mexico for a consultation.

What are Pete D Henderson's credentials?

Pete D Henderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pete D Henderson located?

Pete D Henderson is based in ALBUQUERQUE, New Mexico, working with TIGEROAK MANAGEMENT, LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.

How does Pete D Henderson charge for services?

Pete D Henderson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIGEROAK MANAGEMENT, LLC?

TIGEROAK MANAGEMENT, LLC has approximately 4 employees and manages $367M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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