Unclaimed Profile

Anthony Drew Steffan

TIGEROAK MANAGEMENT, LLC·ALBUQUERQUE, New Mexico

SIE, Series 7, Series 31, Series 63CFPClean record28 years registeredTIGEROAK MANAGEMENT, LLC

316 OSUNA ROAD NE, ALBUQUERQUE, NM 87107CRD# 2404745Firm CRD# 330640

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Drew Steffan · ALBUQUERQUE, NM

Registration

CRD #2404745 · TIGEROAK MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

HS WEALTH PARTNERS

May 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2017 – May 2024

Albuquerque, NM

UBS FINANCIAL SERVICES INC.

Nov 2008 – Dec 2017

ALBUQUERQUE, NM

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Nov 2008

ALBUQUERQUE, NM

MORGAN STANLEY

Jul 1998 – Apr 2007

ALBUQUERQUE, NM

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Registration record

First registered · July 30, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIGEROAK MANAGEMENT, LLC

CRD 330640 · SEC 801-129998

AUM

$367M

Regulatory assets under management

Employees

568 client accounts

Services offered by TIGEROAK MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TIGEROAK MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Drew Steffan offer?

Anthony Drew Steffan specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ALBUQUERQUE, New Mexico for a consultation.

What are Anthony Drew Steffan's credentials?

Anthony Drew Steffan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anthony Drew Steffan located?

Anthony Drew Steffan is based in ALBUQUERQUE, New Mexico, working with TIGEROAK MANAGEMENT, LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.

How does Anthony Drew Steffan charge for services?

Anthony Drew Steffan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIGEROAK MANAGEMENT, LLC?

TIGEROAK MANAGEMENT, LLC has approximately 4 employees and manages $367M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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