Unclaimed Profile

Mary O'connell Mahoney

MGM LLC·ALBUQUERQUE, New Mexico

Series 1, Series 6, Series 7, Series 22, Series 63Clean record31 years registeredMGM LLC

4600 JEFFERSON LANE NE, ALBUQUERQUE, NM 87109CRD# 317340Firm CRD# 136725

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary O'connell Mahoney · ALBUQUERQUE, NM

Registration

CRD #317340 · MGM LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MGM LLC

MGM LLC

Oct 2005 – Jul 2017

ALBUQUERQUE, NM

FINANCIAL NETWORK INVESTMENT CORPORATION

Mar 1995 – Sep 2005

ALBUQUERQUE, NM

Registrations & Exams

FINRA examinations passed

Series 1

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · March 6, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MGM LLC

CRD 136725 · SEC 801-64672

AUM

$145M

Regulatory assets under management

Employees

261 client accounts

Services offered by MGM LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MGM LLC →

Introduction

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Frequently Asked Questions

What services does Mary O'connell Mahoney offer?

Mary O'connell Mahoney specializes in Financial Planning, Investment Management.

What are Mary O'connell Mahoney's credentials?

Mary O'connell Mahoney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary O'connell Mahoney located?

Mary O'connell Mahoney is based in ALBUQUERQUE, New Mexico, last registered with MGM LLC.

How does Mary O'connell Mahoney charge for services?

Mary O'connell Mahoney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MGM LLC?

MGM LLC has approximately 4 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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