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Karen Lynn Caldwell

HANSEATIC MANAGEMENT SERVICES INC·ALBUQUERQUE, New Mexico
Unclaimed Profile
5600 WYOMING NE, ALBUQUERQUE, NM 87109CRD# 1900752Firm CRD# 107110
01

About

Karen Lynn Caldwell is a registered financial advisor based in ALBUQUERQUE, New Mexico, affiliated with HANSEATIC MANAGEMENT SERVICES INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
HANSEATIC MANAGEMENT SERVICES INC
HANSEATIC MANAGEMENT SERVICES INC
AUM
$106M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at HANSEATIC MANAGEMENT SERVICES INC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1900752
Firm CRD# 107110
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Lynn Caldwell offer?
Karen Lynn Caldwell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are Karen Lynn Caldwell's credentials?
Karen Lynn Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Lynn Caldwell located?
Karen Lynn Caldwell is based in ALBUQUERQUE, New Mexico, working with HANSEATIC MANAGEMENT SERVICES INC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does Karen Lynn Caldwell charge for services?
Karen Lynn Caldwell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HANSEATIC MANAGEMENT SERVICES INC?
HANSEATIC MANAGEMENT SERVICES INC has approximately 4 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ALBUQUERQUE
Gregory Joseph Zanetti — ZANETTI FINANCIAL, LLCAndrew William Dolan — DXD SS FUND MANAGEMENT, LLCJoseph Jacob Kopczynski — UASNM, INC.Matthew David Keller — UASNM, INC.Lisa Ann Ulrich — ULRICH CONSULTING GROUP, LLC
Nearby cities in New Mexico
SANTA FE (64)LAS CRUCES (6)SOCORRO (4)CARLSBAD (2)
City Guides
SANTA FE GuideLAS CRUCES GuideSOCORRO GuideCARLSBAD Guide
Research
Advisor Fees in New MexicoNational Fee Analysis
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