Unclaimed Profile

Sara Elizabeth Mongerson

HANSEATIC MANAGEMENT SERVICES INC·ALBUQUERQUE, New Mexico

SIE, Series 7, Series 63, Series 65Clean record22 years registeredHANSEATIC MANAGEMENT SERVICES INC

5600 WYOMING NE, ALBUQUERQUE, NM 87109CRD# 2195880Firm CRD# 107110

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara Elizabeth Mongerson · ALBUQUERQUE, NM

Registration

CRD #2195880 · HANSEATIC MANAGEMENT SERVICES INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HANSEATIC MANAGEMENT SERVICES INC

SMITH GROUP ASSET MANAGEMENT

Dec 2019 – Oct 2021

DALLAS, TX

HANSEATIC MANAGEMENT SERVICES INC

Jan 2015 – Apr 2018

ALBUQUERQUE, NM

DE LUNA PARTNERS, INC.

Feb 2012 – Mar 2016

ORINDA, CA

SMITH GROUP ASSET MANAGEMENT

Dec 2003 – Sep 2010

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · December 2, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HANSEATIC MANAGEMENT SERVICES INC

CRD 107110 · SEC 801-49508

AUM

$106M

Regulatory assets under management

Employees

266 client accounts

Services offered by HANSEATIC MANAGEMENT SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at HANSEATIC MANAGEMENT SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Sara Elizabeth Mongerson offer?

Sara Elizabeth Mongerson specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Sara Elizabeth Mongerson's credentials?

Sara Elizabeth Mongerson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sara Elizabeth Mongerson located?

Sara Elizabeth Mongerson is based in ALBUQUERQUE, New Mexico, last registered with HANSEATIC MANAGEMENT SERVICES INC.

How does Sara Elizabeth Mongerson charge for services?

Sara Elizabeth Mongerson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANSEATIC MANAGEMENT SERVICES INC?

HANSEATIC MANAGEMENT SERVICES INC has approximately 4 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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