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James Frank Macgillivray

MGM LLC·ALBUQUERQUE, New Mexico
Clean recordMGM LLC
4600 JEFFERSON LANE NE, ALBUQUERQUE, NM 87109CRD# 315896Firm CRD# 136725

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Frank Macgillivray · ALBUQUERQUE, NM
Registration
CRD #315896 · MGM LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Frank Macgillivray is a registered financial advisor based in ALBUQUERQUE, New Mexico, affiliated with MGM LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
MGM LLC
MGM LLC
AUM
$145M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at MGM LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 315896
Firm CRD# 136725
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Frank Macgillivray offer?
James Frank Macgillivray specializes in Financial Planning, Investment Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are James Frank Macgillivray's credentials?
James Frank Macgillivray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Frank Macgillivray located?
James Frank Macgillivray is based in ALBUQUERQUE, New Mexico, working with MGM LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does James Frank Macgillivray charge for services?
James Frank Macgillivray's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MGM LLC?
MGM LLC has approximately 4 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MGM LLC

Mary O'connell Mahoney
ALBUQUERQUE, NM
Michael David Cook
ALBUQUERQUE, NM

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Research
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