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Joel Allen Smith

PRUDENTIAL INVESTMENT MANAGEMENT, INC.·NEWARK, New Jersey
Clean recordPRUDENTIAL INVESTMENT MANAGEMENT, INC.
GATEWAY CENTER 3, NEWARK, NJ 07102CRD# 5512864Firm CRD# 105676

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel Allen Smith · NEWARK, NJ
Registration
CRD #5512864 · PRUDENTIAL INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joel Allen Smith is a registered financial advisor based in NEWARK, New Jersey, affiliated with PRUDENTIAL INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
PGIM, INC.
PGIM, INC.
AUM
$1014.7B
Regulatory assets under management
Employees
1705
Total firm employees
View all advisors at PGIM, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
Regulatory
SEC/IARD CRD# 5512864
Firm CRD# 105676
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joel Allen Smith offer?
Joel Allen Smith specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWARK, New Jersey for a consultation.
What are Joel Allen Smith's credentials?
Joel Allen Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel Allen Smith located?
Joel Allen Smith is based in NEWARK, New Jersey, working with PRUDENTIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Joel Allen Smith charge for services?
Joel Allen Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: cost basis for certain affiliated parties, and transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRUDENTIAL INVESTMENT MANAGEMENT, INC.?
PRUDENTIAL INVESTMENT MANAGEMENT, INC. has approximately 1705 employees and manages $1014.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRUDENTIAL INVESTMENT MANAGEMENT, INC.

John Este Zoltan Vibert
NEWARK, NJ
Catherine Marcus
NEWARK, NJ
Dennis Miles Kass
NEWARK, NJ
Eric Bernard Collinet-Adler
NEWARK, NJ
Mathew Robert Douglass
NEWARK, NJ
Allen Arthur Weaver
NEWARK, NJ

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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