Unclaimed Profile

Sandra Ng Cassidy

PRUCO SECURITIES, LLC·NEWARK, New Jersey

PRUCO SECURITIES, LLC

751 BROAD STREET, NEWARK, NJ 07102-3777CRD# 1434773Firm CRD# 5685

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sandra Ng Cassidy · NEWARK, NJ

Registration

CRD #1434773 · PRUCO SECURITIES, LLC

Brand Profile

Not yet started

Disclosure history

9 disclosures on file · See FINRA BrokerCheck for full record

About

Sandra Ng Cassidy is a registered financial advisor based in NEWARK, New Jersey, affiliated with PRUCO SECURITIES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

PRUCO SECURITIES, LLC

AUM

—

Regulatory assets under management

Employees

116

Total firm employees

View all advisors at PRUCO SECURITIES, LLC →

Services

Security ratings or pricing services

Background

Compensation

Other: COMPENSATION FROM LPL ENTERPRISE, LLC

Regulatory

SEC/IARD CRD# 1434773

Firm CRD# 5685

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Sandra Ng Cassidy offer?

Sandra Ng Cassidy is a registered financial advisor in NEWARK, New Jersey. Contact their office for details on services offered.

What are Sandra Ng Cassidy's credentials?

Sandra Ng Cassidy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sandra Ng Cassidy located?

Sandra Ng Cassidy is based in NEWARK, New Jersey, working with PRUCO SECURITIES, LLC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.

How does Sandra Ng Cassidy charge for services?

Sandra Ng Cassidy's firm is compensated through other: compensation from lpl enterprise, llc. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUCO SECURITIES, LLC?

PRUCO SECURITIES, LLC has approximately 116 employees. The firm is registered with the SEC as an investment adviser.

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