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James William Mccarthy

PRUDENTIAL INVESTMENT MANAGEMENT, INC.·NEWARK, New Jersey
Unclaimed Profile
GATEWAY CENTER 3, NEWARK, NJ 07102CRD# 5242893Firm CRD# 105676
01

About

James William Mccarthy is a registered financial advisor based in NEWARK, New Jersey, affiliated with PRUDENTIAL INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
PGIM, INC.
PGIM, INC.
AUM
$1014.7B
Regulatory assets under management
Employees
1705
Total firm employees
View all advisors at PGIM, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
Regulatory
SEC/IARD CRD# 5242893
Firm CRD# 105676
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James William Mccarthy offer?
James William Mccarthy specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWARK, New Jersey for a consultation.
What are James William Mccarthy's credentials?
James William Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Mccarthy located?
James William Mccarthy is based in NEWARK, New Jersey, working with PRUDENTIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does James William Mccarthy charge for services?
James William Mccarthy's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: cost basis for certain affiliated parties, and transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRUDENTIAL INVESTMENT MANAGEMENT, INC.?
PRUDENTIAL INVESTMENT MANAGEMENT, INC. has approximately 1705 employees and manages $1014.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in New Jersey
PRINCETON (218)SUMMIT (178)JERSEY CITY (156)RED BANK (136)MORRISTOWN (119)
City Guides
PRINCETON GuideSUMMIT GuideJERSEY CITY GuideRED BANK GuideMORRISTOWN Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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