Unclaimed Profile

Patrick James Sullivan

PRIVATE ADVISOR GROUP, LLC·MORRISTOWN, New Jersey

SIE, Series 4, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63CFP ChFCClean record28 years registeredPRIVATE ADVISOR GROUP, LLC

305 MADISON AVENUE, MORRISTOWN, NJ 07960CRD# 2401130Firm CRD# 155216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick James Sullivan · MORRISTOWN, NJ

Registration

CRD #2401130 · PRIVATE ADVISOR GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

May 2011 – present

LPL FINANCIAL LLC

Nov 1997 – present

LPL FINANCIAL LLC

Oct 2015 – Nov 2015

VESTAL, NY

MORRISTOWN FINANCIAL GROUP, LLP

Nov 2004 – Jun 2009

MORRISTOWN, NJ

LPL FINANCIAL LLC

May 2002 – Oct 2012

VESTAL, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Registration record

First registered · November 7, 1997

Years registered · 28

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE ADVISOR GROUP, LLC

CRD 155216 · SEC 801-72060

AUM

$35.3B

Regulatory assets under management

Employees

746

129,657 client accounts

Services offered by PRIVATE ADVISOR GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE ADVISOR GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick James Sullivan offer?

Patrick James Sullivan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MORRISTOWN, New Jersey for a consultation.

What are Patrick James Sullivan's credentials?

Patrick James Sullivan holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Patrick James Sullivan located?

Patrick James Sullivan is based in MORRISTOWN, New Jersey, working with PRIVATE ADVISOR GROUP, LLC. Their office serves clients in the MORRISTOWN metropolitan area and surrounding communities.

How does Patrick James Sullivan charge for services?

Patrick James Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE ADVISOR GROUP, LLC?

PRIVATE ADVISOR GROUP, LLC has approximately 746 employees and manages $35.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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