Unclaimed Profile

James Daniel Sullivan

PRIVATE ADVISOR GROUP, LLC·MORRISTOWN, New Jersey

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 27, Series 63, Series 65, Series 99TOClean record15 years registeredPRIVATE ADVISOR GROUP, LLC

305 MADISON AVENUE, MORRISTOWN, NJ 07960CRD# 2550473Firm CRD# 155216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Daniel Sullivan · MORRISTOWN, NJ

Registration

CRD #2550473 · PRIVATE ADVISOR GROUP, LLC · 15 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Feb 2012 – present

LPL FINANCIAL LLC

May 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · May 6, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE ADVISOR GROUP, LLC

CRD 155216 · SEC 801-72060

AUM

$35.3B

Regulatory assets under management

Employees

746

129,657 client accounts

Services offered by PRIVATE ADVISOR GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE ADVISOR GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Daniel Sullivan offer?

James Daniel Sullivan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MORRISTOWN, New Jersey for a consultation.

What are James Daniel Sullivan's credentials?

James Daniel Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Daniel Sullivan located?

James Daniel Sullivan is based in MORRISTOWN, New Jersey, working with PRIVATE ADVISOR GROUP, LLC. Their office serves clients in the MORRISTOWN metropolitan area and surrounding communities.

How does James Daniel Sullivan charge for services?

James Daniel Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE ADVISOR GROUP, LLC?

PRIVATE ADVISOR GROUP, LLC has approximately 746 employees and manages $35.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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