Unclaimed Profile

Steven Felix Sergio

RMR WEALTH BUILDERS, INC.·MONTCLAIR, New Jersey

SIE, Series 7, Series 24, Series 66Clean record11 years registeredRMR WEALTH BUILDERS, INC.

111 GROVE STREET, MONTCLAIR, NJ 07042CRD# 6116424Firm CRD# 169005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Felix Sergio · MONTCLAIR, NJ

Registration

CRD #6116424 · RMR WEALTH BUILDERS, INC. · 11 years registered

Brand Profile

Not yet started

Career History

RMR WEALTH BUILDERS, INC.

Aug 2019 – present

CALTON & ASSOCIATES, INC.

Oct 2014 – Jan 2023

Montclair, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · October 31, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RMR WEALTH BUILDERS, INC.

CRD 169005 · SEC 801-80404

AUM

$1.7B

Regulatory assets under management

Employees

3,965 client accounts

Services offered by RMR WEALTH BUILDERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RMR WEALTH BUILDERS, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Felix Sergio offer?

Steven Felix Sergio specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MONTCLAIR, New Jersey for a consultation.

What are Steven Felix Sergio's credentials?

Steven Felix Sergio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Felix Sergio located?

Steven Felix Sergio is based in MONTCLAIR, New Jersey, working with RMR WEALTH BUILDERS, INC.. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.

How does Steven Felix Sergio charge for services?

Steven Felix Sergio's firm is compensated through percentage of aum, hourly charges, subscription fees, other: insurance compensation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RMR WEALTH BUILDERS, INC.?

RMR WEALTH BUILDERS, INC. has approximately 47 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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