Unclaimed Profile

Howard Jerome Abner

ABNER HERRMAN & BROCK, LLC·JERSEY CITY, New Jersey

SIE, Series 00, Series 1, Series 4, Series 7TO, Series 14, Series 24, Series 27, Series 53, Series 63, Series 99TOCFAClean record33 years registeredABNER HERRMAN & BROCK, LLC

HARBORSIDE 5 185 HUDSON STREET, JERSEY CITY, NJ 07311CRD# 353Firm CRD# 8517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Jerome Abner · JERSEY CITY, NJ

Registration

CRD #353 · ABNER HERRMAN & BROCK, LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC

Feb 1993 – Jan 2025

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 4

Series 7TO

Series 14

Series 24

Series 27

Series 53

Series 63

Series 99TO

Registration record

First registered · February 11, 1993

Years registered · 33

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ABNER HERRMAN & BROCK, LLC

CRD 8517 · SEC 801-17402

AUM

$2.0B

Regulatory assets under management

Employees

1,859 client accounts

Services offered by ABNER HERRMAN & BROCK, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ABNER HERRMAN & BROCK, LLC →

Introduction

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Frequently Asked Questions

What services does Howard Jerome Abner offer?

Howard Jerome Abner specializes in Investment Management, Wealth Management.

What are Howard Jerome Abner's credentials?

Howard Jerome Abner holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Howard Jerome Abner located?

Howard Jerome Abner is based in JERSEY CITY, New Jersey, last registered with ABNER HERRMAN & BROCK, LLC.

How does Howard Jerome Abner charge for services?

Howard Jerome Abner's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ABNER HERRMAN & BROCK, LLC?

ABNER HERRMAN & BROCK, LLC has approximately 11 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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