Unclaimed Profile

Roy Evans Williams

PRESTIGE WEALTH MANAGEMENT GROUP, LLC·FLEMINGTON, New Jersey

SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOChFC24 years registeredPRESTIGE WEALTH MANAGEMENT GROUP, LLC

31 STATE ROUTE 12, FLEMINGTON, NJ 08822CRD# 1161149Firm CRD# 127381

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Evans Williams · FLEMINGTON, NJ

Registration

CRD #1161149 · PRESTIGE WEALTH MANAGEMENT GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Aug 2024 – present

THE PILLAR STRATEGIES

Mar 2013 – present

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Mar 2004 – present

LPL FINANCIAL LLC

May 2002 – Nov 2011

FLEMINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · May 21, 2002

Years registered · 24

Professional designation · ChFC

Disclosure History

2020Customer Dispute·Settled

2019Customer Dispute·Settled

2005Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD 127381 · SEC 801-72627

AUM

$498M

Regulatory assets under management

Employees

1,152 client accounts

Services offered by PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRESTIGE WEALTH MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Roy Evans Williams offer?

Roy Evans Williams specializes in Financial Planning, Investment Management. Contact their office in FLEMINGTON, New Jersey for a consultation.

What are Roy Evans Williams's credentials?

Roy Evans Williams holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roy Evans Williams located?

Roy Evans Williams is based in FLEMINGTON, New Jersey, working with PRESTIGE WEALTH MANAGEMENT GROUP, LLC. Their office serves clients in the FLEMINGTON metropolitan area and surrounding communities.

How does Roy Evans Williams charge for services?

Roy Evans Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESTIGE WEALTH MANAGEMENT GROUP, LLC?

PRESTIGE WEALTH MANAGEMENT GROUP, LLC has approximately 12 employees and manages $498M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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