Unclaimed Profile

Howard Jeffrey Spivack

PRESTIGE WEALTH MANAGEMENT GROUP, LLC·FLEMINGTON, New Jersey

SIE, Series 7, Series 24, Series 53, Series 63, Series 65CFP21 years registeredPRESTIGE WEALTH MANAGEMENT GROUP, LLC

31 STATE ROUTE 12, FLEMINGTON, NJ 08822CRD# 1746929Firm CRD# 127381

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Jeffrey Spivack · FLEMINGTON, NJ

Registration

CRD #1746929 · PRESTIGE WEALTH MANAGEMENT GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRESTIGE WEALTH MANAGEMENT GROUP, LLC

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

May 2024 – Feb 2026

FLEMINGTON, NJ

CITIZENS SECURITIES, INC.

Nov 2021 – Apr 2024

WESTWOOD, MA

MAKEFIELD WEALTH MANAGEMENT LLC

Jan 2020 – Dec 2021

YARDLEY, PA

MML INVESTORS SERVICES, LLC

May 2017 – Apr 2019

BALA CYNWYD, PA

VANGUARD ADVISERS INC

Jul 2016 – Apr 2017

Malvern, PA

JANNEY MONTGOMERY SCOTT LLC

Aug 2008 – Oct 2015

PHILADELPHIA, PA

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Aug 2007 – Jul 2008

NEW YORK, NY

RYAN BECK & CO.

Aug 2005 – Aug 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · August 12, 2005

Years registered · 21

Professional designation · CFP

Disclosure History

2022Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD 127381 · SEC 801-72627

AUM

$498M

Regulatory assets under management

Employees

1,152 client accounts

Services offered by PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRESTIGE WEALTH MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Howard Jeffrey Spivack offer?

Howard Jeffrey Spivack specializes in Financial Planning, Investment Management.

What are Howard Jeffrey Spivack's credentials?

Howard Jeffrey Spivack holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Howard Jeffrey Spivack located?

Howard Jeffrey Spivack is based in FLEMINGTON, New Jersey, last registered with PRESTIGE WEALTH MANAGEMENT GROUP, LLC.

How does Howard Jeffrey Spivack charge for services?

Howard Jeffrey Spivack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESTIGE WEALTH MANAGEMENT GROUP, LLC?

PRESTIGE WEALTH MANAGEMENT GROUP, LLC has approximately 12 employees and manages $498M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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