Unclaimed Profile

Marshall Griffin Rowe

HARVEST CAPITAL MANAGEMENT INC·CONCORD, New Hampshire

Series 5, Series 7, Series 24, Series 6530 years registeredHARVEST CAPITAL MANAGEMENT INC

11 SOUTH MAIN STREET, CONCORD, NH 03301CRD# 1026427Firm CRD# 106613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marshall Griffin Rowe · CONCORD, NH

Registration

CRD #1026427 · HARVEST CAPITAL MANAGEMENT INC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARVEST CAPITAL MANAGEMENT INC

THE COLONY GROUP, LLC

Nov 2019 – Jan 2024

Concord, NH

HARVEST CAPITAL MANAGEMENT INC

Oct 1995 – Nov 2019

CONCORD, NH

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 24

Series 65

Registration record

First registered · October 13, 1995

Years registered · 30

Disclosure History

1986Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HARVEST CAPITAL MANAGEMENT INC

CRD 106613 · SEC 801-50107

AUM

$651M

Regulatory assets under management

Employees

730 client accounts

Services offered by HARVEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARVEST CAPITAL MANAGEMENT INC →

Introduction

Speak with Marshall

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marshall is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CONCORD?

Browse all registered financial advisors in CONCORD, New Hampshire or claim this profile if it's yours.

Browse CONCORD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Marshall Griffin Rowe offer?

Marshall Griffin Rowe specializes in Financial Planning, Investment Management, Wealth Management.

What are Marshall Griffin Rowe's credentials?

Marshall Griffin Rowe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marshall Griffin Rowe located?

Marshall Griffin Rowe is based in CONCORD, New Hampshire, last registered with HARVEST CAPITAL MANAGEMENT INC.

How does Marshall Griffin Rowe charge for services?

Marshall Griffin Rowe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEST CAPITAL MANAGEMENT INC?

HARVEST CAPITAL MANAGEMENT INC has approximately 9 employees and manages $651M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →