Unclaimed Profile

David Littlefield Carlson

DL CARLSON INVESTMENT GROUP INC.·CONCORD, New Hampshire

Series 63Clean record37 years registeredDL CARLSON INVESTMENT GROUP INC.

TWO CAPITAL PLAZA, CONCORD, NH 03301CRD# 1956933Firm CRD# 105729

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Littlefield Carlson · CONCORD, NH

Registration

CRD #1956933 · DL CARLSON INVESTMENT GROUP INC. · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DL CARLSON INVESTMENT GROUP INC.

DL CARLSON INVESTMENT GROUP INC

May 1989 – Aug 2023

CONCORD, NH

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · May 25, 1989

Years registered · 37

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DL CARLSON INVESTMENT GROUP INC.

CRD 105729 · SEC 801-34606

AUM

$635M

Regulatory assets under management

Employees

869 client accounts

Services offered by DL CARLSON INVESTMENT GROUP INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DL CARLSON INVESTMENT GROUP INC. →

Introduction

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Frequently Asked Questions

What services does David Littlefield Carlson offer?

David Littlefield Carlson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are David Littlefield Carlson's credentials?

David Littlefield Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Littlefield Carlson located?

David Littlefield Carlson is based in CONCORD, New Hampshire, last registered with DL CARLSON INVESTMENT GROUP INC..

How does David Littlefield Carlson charge for services?

David Littlefield Carlson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DL CARLSON INVESTMENT GROUP INC.?

DL CARLSON INVESTMENT GROUP INC. has approximately 14 employees and manages $635M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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