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Richard Alan Kayne

SIMPLIFY ASSET MANAGEMENT INC.·LAS VEGAS, Nevada
Unclaimed Profile
10845 GRIFFITH PEAK DRIVE, 2/F, LAS VEGAS, NV 89135CRD# 265609Firm CRD# 309535
01

About

Richard Alan Kayne is a registered financial advisor based in LAS VEGAS, Nevada, affiliated with SIMPLIFY ASSET MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Institutional Investors
03

Firm Overview

Firm
SIMPLIFY ASSET MANAGEMENT INC.
SIMPLIFY ASSET MANAGEMENT INC.
AUM
$4.7B
Regulatory assets under management
Employees
45
Total firm employees
View all advisors at SIMPLIFY ASSET MANAGEMENT INC. →
Services
Portfolio management (pooled investments)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 265609
Firm CRD# 309535
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Alan Kayne offer?
Richard Alan Kayne specializes in Investment Management, Wealth Management. Contact their office in LAS VEGAS, Nevada for a consultation.
What are Richard Alan Kayne's credentials?
Richard Alan Kayne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Alan Kayne located?
Richard Alan Kayne is based in LAS VEGAS, Nevada, working with SIMPLIFY ASSET MANAGEMENT INC.. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.
How does Richard Alan Kayne charge for services?
Richard Alan Kayne's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIMPLIFY ASSET MANAGEMENT INC.?
SIMPLIFY ASSET MANAGEMENT INC. has approximately 45 employees and manages $4.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Nevada
RENO (129)HENDERSON (31)INCLINE VILLAGE (26)SPARKS (7)CARSON CITY (6)
City Guides
RENO GuideHENDERSON GuideINCLINE VILLAGE GuideSPARKS GuideCARSON CITY Guide
Research
Advisor Fees in NevadaNational Fee Analysis
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