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Christopher Alfred Ha

DALTON INVESTMENTS, INC.·LAS VEGAS, Nevada
DALTON INVESTMENTS, INC.
9440 WEST SAHARA AVENUE, LAS VEGAS, NV 89117CRD# 6095216Firm CRD# 308609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Alfred Ha · LAS VEGAS, NV
Registration
CRD #6095216 · DALTON INVESTMENTS, INC.
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Christopher Alfred Ha is a registered financial advisor based in LAS VEGAS, Nevada, affiliated with DALTON INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
DALTON INVESTMENTS, INC.
DALTON INVESTMENTS, INC.
AUM
$4.1B
Regulatory assets under management
Employees
36
Total firm employees
View all advisors at DALTON INVESTMENTS, INC. →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 6095216
Firm CRD# 308609
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Christopher Alfred Ha offer?
Christopher Alfred Ha specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LAS VEGAS, Nevada for a consultation.
What are Christopher Alfred Ha's credentials?
Christopher Alfred Ha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Alfred Ha located?
Christopher Alfred Ha is based in LAS VEGAS, Nevada, working with DALTON INVESTMENTS, INC.. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.
How does Christopher Alfred Ha charge for services?
Christopher Alfred Ha's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DALTON INVESTMENTS, INC.?
DALTON INVESTMENTS, INC. has approximately 36 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DALTON INVESTMENTS, INC.

Jocelyn May Rosenwald
LAS VEGAS, NV
Janet Na Hunpadongrat
LAS VEGAS, NV
Laura Parker Rosenwald
LAS VEGAS, NV
Sarah Barbara Alfandari
LAS VEGAS, NV
Frank Gifford Combs
LAS VEGAS, NV
Iain Na Douglas
LAS VEGAS, NV

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Research
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