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DALTON INVESTMENTS, INC.
DALTON INVESTMENTS, INC.
LAS VEGAS, Nevada
·
8 registered advisors
·
CRD# 308609
SEC# 801-121986
6
4242319100
01
Firm Overview
AUM
$4.1B
Regulatory assets under management
Employees
36
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at DALTON INVESTMENTS, INC.
8 registered advisors
Christopher Alfred Ha
LAS VEGAS, Nevada
CRD# 6095216
Frank Gifford Combs
LAS VEGAS, Nevada
CRD# 1537215
Iain Na Douglas
LAS VEGAS, Nevada
CRD# 7357717
James Benno Rosenwald
LAS VEGAS, Nevada
CRD# 1241892
Janet Na Hunpadongrat
LAS VEGAS, Nevada
CRD# 7146271
Jocelyn May Rosenwald
LAS VEGAS, Nevada
CRD# 6860202
Laura Parker Rosenwald
LAS VEGAS, Nevada
CRD# 6860203
Sarah Barbara Alfandari
LAS VEGAS, Nevada
CRD# 5346892
05
Office Locations
LAS VEGAS, Nevada
8 advisors
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Data sourced from SEC Form ADV filings. DALTON INVESTMENTS, INC. (CRD# 308609) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.