Unclaimed Profile

Adam Moroni Dawson

CAPSTONE CAPITAL LLC·HENDERSON, Nevada

SIE, Series 7, Series 66Clean record21 years registeredCAPSTONE CAPITAL LLC

2600 PASEO VERDE PARKWAY, HENDERSON, NV 89074-7167CRD# 4302052Firm CRD# 123764

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Moroni Dawson · HENDERSON, NV

Registration

CRD #4302052 · CAPSTONE CAPITAL LLC · 21 years registered

Brand Profile

Not yet started

Career History

CAPSTONE CAPITAL WEALTH ADVISORS

May 2016 – present

PARK AVENUE SECURITIES LLC

Jan 2009 – May 2016

LAS VEGAS, NV

FINANCIAL SOLUTIONS INC.

Apr 2007 – Oct 2008

HENDERSON, NV

LPL FINANCIAL CORPORATION

Apr 2007 – Dec 2008

LAS VEGAS, NV

PARK AVENUE SECURITIES LLC

Oct 2004 – May 2007

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 25, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPSTONE CAPITAL LLC

CRD 123764 · SEC 801-108040

AUM

$321M

Regulatory assets under management

Employees

578 client accounts

Services offered by CAPSTONE CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPSTONE CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Adam Moroni Dawson offer?

Adam Moroni Dawson specializes in Financial Planning, Investment Management. Contact their office in HENDERSON, Nevada for a consultation.

What are Adam Moroni Dawson's credentials?

Adam Moroni Dawson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Moroni Dawson located?

Adam Moroni Dawson is based in HENDERSON, Nevada, working with CAPSTONE CAPITAL LLC. Their office serves clients in the HENDERSON metropolitan area and surrounding communities.

How does Adam Moroni Dawson charge for services?

Adam Moroni Dawson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPSTONE CAPITAL LLC?

CAPSTONE CAPITAL LLC has approximately 5 employees and manages $321M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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