Unclaimed Profile

Chong Uk Nam

FOCUS CAPITAL PARTNERS PRIVATE WEALTH·HENDERSON, Nevada

SIE, Series 3, Series 7, Series 9, Series 10, Series 31, Series 63, Series 6523 years registeredFOCUS CAPITAL PARTNERS PRIVATE WEALTH

2556 ANTHEM VILLAGE DRIVE, HENDERSON, NV 89052CRD# 2385826Firm CRD# 318612

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chong Uk Nam · HENDERSON, NV

Registration

CRD #2385826 · FOCUS CAPITAL PARTNERS PRIVATE WEALTH · 23 years registered

Brand Profile

Not yet started

Career History

&PARTNERS

Sep 2023 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jan 2018 – Sep 2023

HENDERSON, NV

WELLS FARGO CLEARING SERVICES, LLC

Jul 2003 – Jan 2018

HENDERSON, NV

SALOMON SMITH BARNEY INC.

Mar 2003 – Apr 2003

LAS VEGAS, NV

PRUDENTIAL SECURITIES INCORPORATED

Mar 2003 – Jul 2003

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · March 25, 2003

Years registered · 23

Disclosure History

1990Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FOCUS CAPITAL PARTNERS PRIVATE WEALTH

CRD 318612 · SEC 801-123335

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by FOCUS CAPITAL PARTNERS PRIVATE WEALTH

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Chong Uk Nam offer?

Chong Uk Nam specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HENDERSON, Nevada for a consultation.

What are Chong Uk Nam's credentials?

Chong Uk Nam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chong Uk Nam located?

Chong Uk Nam is based in HENDERSON, Nevada, working with FOCUS CAPITAL PARTNERS PRIVATE WEALTH. Their office serves clients in the HENDERSON metropolitan area and surrounding communities.

How does Chong Uk Nam charge for services?

Chong Uk Nam's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS CAPITAL PARTNERS PRIVATE WEALTH?

FOCUS CAPITAL PARTNERS PRIVATE WEALTH has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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