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Carol M Lockwood

FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, Nebraska
Unclaimed Profile
1110 CIRCLE DRIVE, SCOTTSBLUFF, NE 69361CRD# 4624631Firm CRD# 112538
01

About

Carol M Lockwood is a registered financial advisor based in SCOTTSBLUFF, Nebraska, affiliated with FALCO FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FALCO FINANCIAL SERVICES, INC.
FALCO FINANCIAL SERVICES, INC.
AUM
$49M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at FALCO FINANCIAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4624631
Firm CRD# 112538
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol M Lockwood offer?
Carol M Lockwood specializes in Financial Planning, Investment Management. Contact their office in SCOTTSBLUFF, Nebraska for a consultation.
What are Carol M Lockwood's credentials?
Carol M Lockwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol M Lockwood located?
Carol M Lockwood is based in SCOTTSBLUFF, Nebraska, working with FALCO FINANCIAL SERVICES, INC.. Their office serves clients in the SCOTTSBLUFF metropolitan area and surrounding communities.
How does Carol M Lockwood charge for services?
Carol M Lockwood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FALCO FINANCIAL SERVICES, INC.?
FALCO FINANCIAL SERVICES, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SCOTTSBLUFF
Louis Kleager — JOLLIFFE CAPITAL, INC.Carmen Kleager — JOLLIFFE CAPITAL, INC.Shawn Michael Mercer — JOLLIFFE CAPITAL, INC.Fred Allen Lockwood — FALCO FINANCIAL SERVICES, INC.Troy Lee Hilyard — FALCO FINANCIAL SERVICES, INC.
Nearby cities in Nebraska
OMAHA (429)LINCOLN (130)NORTH PLATTE (20)LA VISTA (19)LAVISTA (14)
City Guides
OMAHA GuideLINCOLN GuideNORTH PLATTE GuideLA VISTA GuideLAVISTA Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
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