AdvisorOS Directory
Claim Profile
Unclaimed Profile
SM

Shawn Michael Mercer

JOLLIFFE CAPITAL, INC.·SCOTTSBLUFF, Nebraska
Series 6, Series 65Clean record16 years registeredJOLLIFFE CAPITAL, INC.
2409 COUNTRY LANE, SCOTTSBLUFF, NE 69361CRD# 4470276Firm CRD# 140725

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Michael Mercer · SCOTTSBLUFF, NE
Registration
CRD #4470276 · JOLLIFFE CAPITAL, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

WEALTH WATCH ADVISORS, INC
Jan 2026 – present
AE WEALTH MANAGEMENT, LLC
Sep 2019 – Jun 2021
Overland Park, KS
ADVISERSOURCE.COM
Jan 2018 – Oct 2018
ARVADA, CO
ADVISERSOURCE.COM
Sep 2017 – Dec 2017
GLENDALE, CO
JOLLIFFE CAPITAL, INC.
Jan 2010 – Jun 2018
GLENDALE, CO
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 65
Registration record
First registered · January 1, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JOLLIFFE CAPITAL, INC.
CRD 140725 · SEC 801-67488
AUM
$58M
Regulatory assets under management
Employees
1
374 client accounts
Services offered by JOLLIFFE CAPITAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at JOLLIFFE CAPITAL, INC. →
Introduction

Speak with Shawn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Shawn is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSBLUFF?

Browse all registered financial advisors in SCOTTSBLUFF, Nebraska or claim this profile if it's yours.

Browse SCOTTSBLUFF AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Shawn Michael Mercer offer?
Shawn Michael Mercer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSBLUFF, Nebraska for a consultation.
What are Shawn Michael Mercer's credentials?
Shawn Michael Mercer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Michael Mercer located?
Shawn Michael Mercer is based in SCOTTSBLUFF, Nebraska, working with JOLLIFFE CAPITAL, INC.. Their office serves clients in the SCOTTSBLUFF metropolitan area and surrounding communities.
How does Shawn Michael Mercer charge for services?
Shawn Michael Mercer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JOLLIFFE CAPITAL, INC.?
JOLLIFFE CAPITAL, INC. has approximately 1 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in SCOTTSBLUFF, Nebraska

Fred Allen Lockwood
FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, NE
James Ray Gardner
FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, NE
Michael Andrew Benepe
FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, NE
Troy Lee Hilyard
FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, NE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Nebraska
OMAHA (287)LINCOLN (90)LA VISTA (18)LAVISTA (12)GRAND ISLAND (8)NORTH PLATTE (7)NORFOLK (6)KEARNEY (5)LOUISVILLE (4)HASTINGS (4)
City Guides
OMAHA GuideLINCOLN GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
Request removal of this profile