Unclaimed Profile

Fred Allen Lockwood

FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, Nebraska

Clean record26 years registeredFALCO FINANCIAL SERVICES, INC.

1110 CIRCLE DRIVE, SCOTTSBLUFF, NE 69361CRD# 4201619Firm CRD# 112538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fred Allen Lockwood · SCOTTSBLUFF, NE

Registration

CRD #4201619 · FALCO FINANCIAL SERVICES, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FALCO FINANCIAL SERVICES, INC.

ALLEN CAPITAL GROUP, LLC

Nov 2014 – Sep 2025

SCOTTSBLUFF, NE

FALCO FINANCIAL SERVICES, INC.

Apr 2000 – Nov 2014

SCOTTSBLUFF, NE

Registrations & Exams

Registration record

First registered · April 3, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FALCO FINANCIAL SERVICES, INC.

CRD 112538 · SEC 801-62722

AUM

$49M

Regulatory assets under management

Employees

380 client accounts

Services offered by FALCO FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FALCO FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Fred Allen Lockwood offer?

Fred Allen Lockwood specializes in Financial Planning, Investment Management.

What are Fred Allen Lockwood's credentials?

Fred Allen Lockwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fred Allen Lockwood located?

Fred Allen Lockwood is based in SCOTTSBLUFF, Nebraska, last registered with FALCO FINANCIAL SERVICES, INC..

How does Fred Allen Lockwood charge for services?

Fred Allen Lockwood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FALCO FINANCIAL SERVICES, INC.?

FALCO FINANCIAL SERVICES, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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