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James Ray Gardner

FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, Nebraska
Clean recordFALCO FINANCIAL SERVICES, INC.
1110 CIRCLE DRIVE, SCOTTSBLUFF, NE 69361CRD# 4550252Firm CRD# 112538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Ray Gardner · SCOTTSBLUFF, NE
Registration
CRD #4550252 · FALCO FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Ray Gardner is a registered financial advisor based in SCOTTSBLUFF, Nebraska, affiliated with FALCO FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
FALCO FINANCIAL SERVICES, INC.
FALCO FINANCIAL SERVICES, INC.
AUM
$49M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at FALCO FINANCIAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4550252
Firm CRD# 112538
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Ray Gardner offer?
James Ray Gardner specializes in Financial Planning, Investment Management. Contact their office in SCOTTSBLUFF, Nebraska for a consultation.
What are James Ray Gardner's credentials?
James Ray Gardner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Ray Gardner located?
James Ray Gardner is based in SCOTTSBLUFF, Nebraska, working with FALCO FINANCIAL SERVICES, INC.. Their office serves clients in the SCOTTSBLUFF metropolitan area and surrounding communities.
How does James Ray Gardner charge for services?
James Ray Gardner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FALCO FINANCIAL SERVICES, INC.?
FALCO FINANCIAL SERVICES, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FALCO FINANCIAL SERVICES, INC.

Fred Allen Lockwood
SCOTTSBLUFF, NE
Carol M Lockwood
SCOTTSBLUFF, NE
Michael Andrew Benepe
SCOTTSBLUFF, NE
Troy Lee Hilyard
SCOTTSBLUFF, NE

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Nebraska
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Research
Advisor Fees in NebraskaNational Fee Analysis
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