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James Ray Gardner

FALCO FINANCIAL SERVICES, INC.·SCOTTSBLUFF, Nebraska
Series 65Clean record25 years registeredFALCO FINANCIAL SERVICES, INC.
1110 CIRCLE DRIVE, SCOTTSBLUFF, NE 69361CRD# 4550252Firm CRD# 112538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Ray Gardner · SCOTTSBLUFF, NE
Registration
CRD #4550252 · FALCO FINANCIAL SERVICES, INC. · 25 years registered
Brand Profile
Not yet started
01

Career History

AVANTAX PLANNING PARTNERS, INC.
Feb 2024 – present
ALLEN CAPITAL GROUP, LLC
Nov 2014 – Dec 2023
CHADRON, NE
FALCO FINANCIAL SERVICES, INC.
Feb 2001 – Nov 2014
CHADRON, NE
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 6, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FALCO FINANCIAL SERVICES, INC.
CRD 112538 · SEC 801-62722
AUM
$49M
Regulatory assets under management
Employees
1
380 client accounts
Services offered by FALCO FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at FALCO FINANCIAL SERVICES, INC. →
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05

Frequently Asked Questions

What services does James Ray Gardner offer?
James Ray Gardner specializes in Financial Planning, Investment Management. Contact their office in SCOTTSBLUFF, Nebraska for a consultation.
What are James Ray Gardner's credentials?
James Ray Gardner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Ray Gardner located?
James Ray Gardner is based in SCOTTSBLUFF, Nebraska, working with FALCO FINANCIAL SERVICES, INC.. Their office serves clients in the SCOTTSBLUFF metropolitan area and surrounding communities.
How does James Ray Gardner charge for services?
James Ray Gardner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FALCO FINANCIAL SERVICES, INC.?
FALCO FINANCIAL SERVICES, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FALCO FINANCIAL SERVICES, INC.

Fred Allen Lockwood
SCOTTSBLUFF, NE
Michael Andrew Benepe
SCOTTSBLUFF, NE
Troy Lee Hilyard
SCOTTSBLUFF, NE

More Advisors in SCOTTSBLUFF, Nebraska

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