Unclaimed Profile

Sean Michael Mullin

BANCWEST INVESTMENT SERVICES, INC.·OMAHA, Nebraska

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 23, Series 24, Series 65, Series 66Clean record23 years registeredBANCWEST INVESTMENT SERVICES, INC.

13220 CALIFORNIA STREET, OMAHA, NE 68154-9750CRD# 3072104Firm CRD# 29357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Michael Mullin · OMAHA, NE

Registration

CRD #3072104 · BANCWEST INVESTMENT SERVICES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2023 – present

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Jan 2016 – Jul 2023

SACRAMENTO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Jan 2016

SACRAMENTO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2004 – Oct 2009

WORCESTER, MA

QUICK & REILLY, INC.

Nov 2002 – Oct 2004

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 23

Series 24

Series 65

Series 66

Registration record

First registered · November 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANCWEST INVESTMENT SERVICES, INC.

CRD 29357 · SEC 801-71300

AUM

$2.0B

Regulatory assets under management

Employees

369

9,062 client accounts

Services offered by BANCWEST INVESTMENT SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BANCWEST INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Sean Michael Mullin offer?

Sean Michael Mullin specializes in Investment Management, Fee-Only Advisory. Contact their office in OMAHA, Nebraska for a consultation.

What are Sean Michael Mullin's credentials?

Sean Michael Mullin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Michael Mullin located?

Sean Michael Mullin is based in OMAHA, Nebraska, working with BANCWEST INVESTMENT SERVICES, INC.. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Sean Michael Mullin charge for services?

Sean Michael Mullin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANCWEST INVESTMENT SERVICES, INC.?

BANCWEST INVESTMENT SERVICES, INC. has approximately 369 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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