Unclaimed Profile

Dale Robert Niemi

BANCWEST INVESTMENT SERVICES, INC.·OMAHA, Nebraska

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 66Clean record23 years registeredBANCWEST INVESTMENT SERVICES, INC.

13220 CALIFORNIA STREET, OMAHA, NE 68154-9750CRD# 2135442Firm CRD# 29357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Robert Niemi · OMAHA, NE

Registration

CRD #2135442 · BANCWEST INVESTMENT SERVICES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BANCWEST INVESTMENT SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Aug 2022 – Sep 2022

MINNEAPOLIS, MN

CITIZENS INVESTMENT SERVICES

Apr 2020 – Nov 2021

BOSTON, MA

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Apr 2015 – Apr 2018

NEWPORT BEACH, CA

WELLS FARGO INVESTMENTS, LLC

Feb 2003 – May 2005

CARMEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 66

Registration record

First registered · February 3, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANCWEST INVESTMENT SERVICES, INC.

CRD 29357 · SEC 801-71300

AUM

$2.0B

Regulatory assets under management

Employees

369

9,062 client accounts

Services offered by BANCWEST INVESTMENT SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BANCWEST INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Dale Robert Niemi offer?

Dale Robert Niemi specializes in Investment Management, Fee-Only Advisory.

What are Dale Robert Niemi's credentials?

Dale Robert Niemi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dale Robert Niemi located?

Dale Robert Niemi is based in OMAHA, Nebraska, last registered with BANCWEST INVESTMENT SERVICES, INC..

How does Dale Robert Niemi charge for services?

Dale Robert Niemi's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANCWEST INVESTMENT SERVICES, INC.?

BANCWEST INVESTMENT SERVICES, INC. has approximately 369 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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