Unclaimed Profile

John Wallace Ludlow

CLS INVESTMENTS, LLC·OMAHA, Nebraska

SIE, Series 4, Series 7, Series 7TO, Series 9, Series 10, Series 63, Series 65, Series 66Clean record20 years registeredCLS INVESTMENTS, LLC

4020 SOUTH 147TH STREET, OMAHA, NE 68137CRD# 2652167Firm CRD# 107975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Wallace Ludlow · OMAHA, NE

Registration

CRD #2652167 · CLS INVESTMENTS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2025 – present

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Sep 2019

BOSTON, MA

STRATEGIC ADVISERS LLC

Dec 2014 – Jul 2018

OMAHA, NE

MORGAN STANLEY

Jun 2013 – Jul 2014

MENLO PARK, CA

CLS INVESTMENTS, LLC

Dec 2005 – May 2013

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 9

Series 10

Series 63

Series 65

Series 66

Registration record

First registered · December 5, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ORION PORTFOLIO SOLUTIONS, LLC

CRD 107975 · SEC 801-57265

AUM

$53.8B

Regulatory assets under management

Employees

404

299,169 client accounts

Services offered by ORION PORTFOLIO SOLUTIONS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ORION PORTFOLIO SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does John Wallace Ludlow offer?

John Wallace Ludlow specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in OMAHA, Nebraska for a consultation.

What are John Wallace Ludlow's credentials?

John Wallace Ludlow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Wallace Ludlow located?

John Wallace Ludlow is based in OMAHA, Nebraska, working with CLS INVESTMENTS, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does John Wallace Ludlow charge for services?

John Wallace Ludlow's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLS INVESTMENTS, LLC?

CLS INVESTMENTS, LLC has approximately 404 employees and manages $53.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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