Unclaimed Profile

Scott Richard Kubie

CLS INVESTMENTS, LLC·OMAHA, Nebraska

SIE, Series 6, Series 63, Series 65CFAClean record25 years registeredCLS INVESTMENTS, LLC

17605 WRIGHT STREET, OMAHA, NE 68130CRD# 2958475Firm CRD# 107975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Richard Kubie · OMAHA, NE

Registration

CRD #2958475 · CLS INVESTMENTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLS INVESTMENTS, LLC

CARSON GROUP INVESTING

Jul 2018 – Aug 2022

OMAHA, NE

CWM, LLC

May 2017 – Aug 2022

OMAHA, NE

CLS INVESTMENTS, LLC

Apr 2001 – Mar 2017

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · April 24, 2001

Years registered · 25

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ORION PORTFOLIO SOLUTIONS, LLC

CRD 107975 · SEC 801-57265

AUM

$53.8B

Regulatory assets under management

Employees

404

299,169 client accounts

Services offered by ORION PORTFOLIO SOLUTIONS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ORION PORTFOLIO SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Richard Kubie offer?

Scott Richard Kubie specializes in Investment Management, Retirement Planning, Wealth Management.

What are Scott Richard Kubie's credentials?

Scott Richard Kubie holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Scott Richard Kubie located?

Scott Richard Kubie is based in OMAHA, Nebraska, last registered with CLS INVESTMENTS, LLC.

How does Scott Richard Kubie charge for services?

Scott Richard Kubie's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLS INVESTMENTS, LLC?

CLS INVESTMENTS, LLC has approximately 404 employees and manages $53.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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